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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Belmont, NC

Every SEC-registered investment adviser representative at a firm office in Belmont, with the firms that employ the most of them.

The short answer

37 registered advisors work in Belmont; the most are at Coppell Advisory Solutions LLC (7). 5 list the CFP designation and 27 are also registered broker representatives.

Firms with the most advisors in Belmont

FirmAdvisors in Belmont
Coppell Advisory Solutions LLC7
Independent Advisor Alliance, LLC3
Ameriprise Financial Services, LLC news2
Cambridge Investment Research Advisors, Inc. news2
LPL Financial LLC news2
Osaic Wealth, Inc. news2
State Farm Investment Management Corp.2
Tiaa-Cref Individual & Institutional Services, LLC2
Wells Fargo Clearing Services, LLC news2
Advisorstrust Partners LLC1
Catawba River Capital1
Cetera Investment Advisers LLC news1
Credit Union Investment Services1
Edward Jones news1
Fifth Third Securities, Inc.1
J.P. Morgan Securities LLC news1
LPL Enterprise, LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Nfsg Corporation1
Rhino Wealth Management1
Strategic Advisers LLC1
Thrivent Investment Management Inc.1

Advisors in Belmont, A to Z

CFP advisors in Belmont →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Belmont, NC?

37 investment adviser representatives are registered at firm offices in Belmont, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 27 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Belmont?

Coppell Advisory Solutions LLC, with 7 registered advisors in Belmont, followed by Independent Advisor Alliance, LLC with 3.

How do I check a financial advisor in Belmont?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.