Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Clayton, NC

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Clayton, A to Z.

The short answer

4 registered advisors work at LPL Financial LLC in Clayton, out of 21,094 at the firm nationwide; it ranks number 3 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

LPL Financial LLC advisors in Clayton, A to Z

Every LPL Financial LLC advisor →

Amber N. ClosAlso a broker rep
Johnathan R. PulleynCertified Financial Planner · Also a broker rep
Aurea E. WangerienAlso a broker rep
Michael J. YoungAlso a broker rep

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743 Fort Mill, SC 408 Houston, TX 130 Charlotte, NC 114 Austin, TX 112 Scottsdale, AZ 109 Chicago, IL 100 Las Vegas, NV 89 Tampa, FL 89 Seattle, WA 80 Fresno, CA 79 Honolulu, HI 77 San Antonio, TX 77 Dallas, TX 76 Atlanta, GA 70

Other firms in Clayton

All Clayton advisors →

Strategic Advisers LLC 5 Credit Union Investment Services 4 Edward Jones 3

Questions

How many financial advisors does LPL Financial LLC have in Clayton?

4 investment adviser representatives are registered at LPL Financial LLC offices in Clayton, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Clayton?

LPL Financial LLC ranks number 3 in Clayton by registered advisors; Strategic Advisers LLC has the most, with 5.

How do I check a LPL Financial LLC advisor in Clayton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.