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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Mission Viejo, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Mission Viejo, A to Z.

The short answer

12 registered advisors work at LPL Financial LLC in Mission Viejo, out of 21,094 at the firm nationwide; it ranks number 5 in the city by advisors. 2 list the CFP designation and 12 are also registered broker representatives.

LPL Financial LLC advisors in Mission Viejo, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Mission Viejo

All Mission Viejo advisors →

Strategic Advisers LLC 28Charles Schwab & Co., Inc. 19Financial Management Network Inc. 19Wells Fargo Clearing Services, LLC 13Edward Jones 9Stifel, Nicolaus & Company, Incorporated 8J.P. Morgan Securities LLC 5Osaic Wealth, Inc. 5Pfs Investments Inc. 4Cetera Investment Advisers LLC 3Everett Harris & Co. 3Ticino Wealth 3

Questions

How many financial advisors does LPL Financial LLC have in Mission Viejo?

12 investment adviser representatives are registered at LPL Financial LLC offices in Mission Viejo, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 12 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Mission Viejo?

LPL Financial LLC ranks number 5 in Mission Viejo by registered advisors; Strategic Advisers LLC has the most, with 28.

How do I check a LPL Financial LLC advisor in Mission Viejo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.