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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mission Viejo, CA

Every SEC-registered investment adviser representative at a firm office in Mission Viejo, with the firms that employ the most of them.

The short answer

158 registered advisors work in Mission Viejo; the most are at Strategic Advisers LLC (23). 35 list the CFP designation and 129 are also registered broker representatives.

Firms with the most advisors in Mission Viejo

FirmAdvisors in Mission Viejo
Strategic Advisers LLC23
Financial Management Network Inc.19
Charles Schwab & Co., Inc. news18
Wells Fargo Clearing Services, LLC news13
LPL Financial LLC news12
Edward Jones news9
Stifel, Nicolaus & Company, Incorporated news8
J.P. Morgan Securities LLC news5
Osaic Wealth, Inc. news4
Pfs Investments Inc.4
Cetera Investment Advisers LLC news3
Everett Harris & Co.3
Ticino Wealth3
Walker Financial Advisors Inc.3
Creative Planning news2
LPL Enterprise, LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Portsalus Wealth Management2
Alta Pacific Wealth Management LLC1
Ameriprise Financial Services, LLC news1
Brascia Investment Management, Inc.1
Bright Wealth Advisors, LLC1
Castle Financial1
Citigroup Global Markets Inc. news1
Downie Financial Group1

Advisors in Mission Viejo, A to Z

CFP advisors in Mission Viejo →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Mission Viejo, CA?

158 investment adviser representatives are registered at firm offices in Mission Viejo, California, according to the SEC's Investment Adviser Public Disclosure records. 129 of them are also registered as broker representatives, and 35 list the CFP designation.

Which firm has the most financial advisors in Mission Viejo?

Strategic Advisers LLC, with 23 registered advisors in Mission Viejo, followed by Financial Management Network Inc. with 19.

How do I check a financial advisor in Mission Viejo?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.