Adviser and broker representative · Osaic Wealth, Inc.
Randal S. Ellis
CRD 2714900 · Mission Viejo, CA
At a glance
Randal S. Ellis is an investment adviser representative with Osaic Wealth, Inc. in Mission Viejo, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Randal’s SEC record dates to 2006, about 20 years ago. Randal is also registered as a broker representative.
Current advisory firm
- Osaic Wealth, Inc.Since June 2024Mission Viejo, CA · $235B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Randal’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Osaic Wealth, Inc.
- Eric R. LudvigsenMission Viejo
- Ty R. OspringMission Viejo
- Francesca S. SilvestroMission Viejo
- Mark J. WagnerMission Viejo
- Mark J. AasenWest Des Moines
- Angela C. AbbottKimberly
- Steven V. AbbruzzeseLivingston · Chartered Financial Consultant
- Antar A. AbderrahmanSan Diego
Every advisor at Osaic Wealth, Inc. →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news, moves and payouts →Financial advisors in Mission Viejo, CA →Every Osaic Wealth, Inc. advisor in Mission Viejo →Advisor Moves: who changed firms this week →