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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in Mission Viejo, CA

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Mission Viejo, A to Z.

The short answer

8 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Mission Viejo, out of 3,111 at the firm nationwide; it ranks number 7 in the city by advisors. 3 list the CFP designation and 8 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors in Mission Viejo, A to Z

Every Stifel, Nicolaus & Company, Incorporated advisor →

Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Stifel, Nicolaus & Company, Incorporated advisors in other cities

St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27

Other firms in Mission Viejo

All Mission Viejo advisors →

Strategic Advisers LLC 28Charles Schwab & Co., Inc. 19Financial Management Network Inc. 19Wells Fargo Clearing Services, LLC 13LPL Financial LLC 12Edward Jones 9J.P. Morgan Securities LLC 5Osaic Wealth, Inc. 5Pfs Investments Inc. 4Cetera Investment Advisers LLC 3Everett Harris & Co. 3Ticino Wealth 3

Questions

How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Mission Viejo?

8 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Mission Viejo, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 3 list the CFP designation and 8 are also registered as broker representatives.

Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Mission Viejo?

Stifel, Nicolaus & Company, Incorporated ranks number 7 in Mission Viejo by registered advisors; Strategic Advisers LLC has the most, with 28.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Mission Viejo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.