Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Monterey, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Monterey, A to Z.
The short answer
8 registered advisors work at LPL Financial LLC in Monterey, out of 21,094 at the firm nationwide; it ranks number 6 in the city by advisors. 3 list the CFP designation and 7 are also registered broker representatives.
LPL Financial LLC advisors in Monterey, A to Z
Every LPL Financial LLC advisor →- Paul R. ChaseAlso a broker rep
- Dustin R. DockterCertified Financial Planner · Also a broker rep
- Jeffrey W. GormanAlso a broker rep
- Julie P. KingInvestment adviser rep
- John MeraAlso a broker rep
- Spencer W. RandCertified Financial Planner · Also a broker rep
- Kevin M. RichardsonAlso a broker rep
- Michael J. WilliamsCertified Financial Planner · Also a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Monterey
All Monterey advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Ameriprise Financial Services, LLC 16Integris Wealth Management, LLC 10Morgan Stanley 10Hilltop Securities Inc. 7Strategic Advisers LLC 7Commonwealth Financial Network 5RBC Capital Markets, LLC 4
Questions
How many financial advisors does LPL Financial LLC have in Monterey?
8 investment adviser representatives are registered at LPL Financial LLC offices in Monterey, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 3 list the CFP designation and 7 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Monterey?
LPL Financial LLC ranks number 6 in Monterey by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 18.
How do I check a LPL Financial LLC advisor in Monterey?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.