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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Monterey, CA

Every SEC-registered investment adviser representative at a firm office in Monterey, with the firms that employ the most of them.

111 registered advisors work in Monterey; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (18). 17 list the CFP designation and 88 are also registered broker representatives.

Firms with the most advisors in Monterey

FirmAdvisors in Monterey
Merrill Lynch, Pierce, Fenner & Smith Incorporated news18
Ameriprise Financial Services, LLC news16
Integris Wealth Management, LLC10
Morgan Stanley news10
Hilltop Securities Inc.7
LPL Financial LLC news7
Strategic Advisers LLC7
Commonwealth Financial Network news5
RBC Capital Markets, LLC news4
Cetera Investment Advisers LLC news2
Creative Planning news2
Edward Jones news2
Osaic Wealth, Inc. news2
State Farm Investment Management Corp.2
American Investors Company1
Belville Financial Advisors1
Del Monte Capital, Inc.1
Evanson Financial, LLC Dba Evanson Asset Management1
Hawley Personal Finance1
J.P. Morgan Securities LLC news1
McFarland Associates1
McFarlane Investment Advisory Services Inc.1
Modern Wealth Management, LLC1
Monterey Bay Asset Management LLC1
Northwestern Mutual Investment Services, LLC1

Advisors in Monterey, A to Z

CFP advisors in Monterey →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Monterey, CA?

111 investment adviser representatives are registered at firm offices in Monterey, California, according to the SEC's Investment Adviser Public Disclosure records. 88 of them are also registered as broker representatives, and 17 list the CFP designation.

Which firm has the most financial advisors in Monterey?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 18 registered advisors in Monterey, followed by Ameriprise Financial Services, LLC with 16.

How do I check a financial advisor in Monterey?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.