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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Santa Maria, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Santa Maria, A to Z.

The short answer

3 registered advisors work at LPL Financial LLC in Santa Maria, out of 21,094 at the firm nationwide; it ranks number 5 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

LPL Financial LLC advisors in Santa Maria, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Santa Maria

All Santa Maria advisors →

Morgan Stanley 6Eagle Strategies LLC 5Ameriprise Financial Services, LLC 4X Advisors, LLC 4State Farm Investment Management Corp. 3

Questions

How many financial advisors does LPL Financial LLC have in Santa Maria?

3 investment adviser representatives are registered at LPL Financial LLC offices in Santa Maria, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Santa Maria?

LPL Financial LLC ranks number 5 in Santa Maria by registered advisors; Morgan Stanley has the most, with 6.

How do I check a LPL Financial LLC advisor in Santa Maria?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.