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Financial ADVSR advisor directory · SEC adviser records

Morgan Stanley financial advisors in Santa Maria, CA

Every SEC-registered investment adviser representative at a Morgan Stanley office in Santa Maria, A to Z.

The short answer

6 registered advisors work at Morgan Stanley in Santa Maria, out of 20,811 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Morgan Stanley advisors in Santa Maria, A to Z

Every Morgan Stanley advisor →

Morgan Stanley advisors in every city and state →Morgan Stanley: assets, clients and custodians →Morgan Stanley news and advisor moves →Morgan Stanley payout grid vs. other firms →Advisor Moves: who changed firms this week →

Morgan Stanley advisors in other cities

New York, NY 2,116Chicago, IL 590Purchase, NY 570San Francisco, CA 427Atlanta, GA 419Miami, FL 413Boston, MA 353Houston, TX 300Tampa, FL 297Alpharetta, GA 284Morristown, NJ 246Dallas, TX 225Washington, DC 213Garden City, NY 204Los Angeles, CA 199

Other firms in Santa Maria

All Santa Maria advisors →

Eagle Strategies LLC 5Ameriprise Financial Services, LLC 4X Advisors, LLC 4LPL Financial LLC 3State Farm Investment Management Corp. 3

Questions

How many financial advisors does Morgan Stanley have in Santa Maria?

6 investment adviser representatives are registered at Morgan Stanley offices in Santa Maria, California, according to the SEC's Investment Adviser Public Disclosure records, out of 20,811 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Morgan Stanley one of the largest advisor employers in Santa Maria?

Morgan Stanley ranks number 1 in Santa Maria by registered advisors, ahead of Eagle Strategies LLC (5).

How do I check a Morgan Stanley advisor in Santa Maria?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Morgan Stanley office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.