Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in San Luis Obispo, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in San Luis Obispo, A to Z.
The short answer
15 registered advisors work at LPL Financial LLC in San Luis Obispo, out of 21,094 at the firm nationwide; it ranks number 1 in the city by advisors. 4 list the CFP designation and 15 are also registered broker representatives.
LPL Financial LLC advisors in San Luis Obispo, A to Z
Every LPL Financial LLC advisor →- Marie CalderaAlso a broker rep
- Trina J. CisnerosAlso a broker rep
- William H. Crew IIICertified Financial Planner · Also a broker rep
- Joshua A. FowlerCertified Financial Planner · Also a broker rep
- Thomas B. HolbrookAlso a broker rep
- Wyatt E. LewisAlso a broker rep
- Michael D. MorrisonAlso a broker rep
- David S. NilsenAlso a broker rep
- Ryan D. OlsonCertified Financial Planner · Also a broker rep
- Joshua I. RochaCertified Financial Planner · Also a broker rep
- Sarah N. SantanaAlso a broker rep
- Ralph M. SlocumAlso a broker rep
- Coby B. SnyderAlso a broker rep
- Monte G. TeneyckAlso a broker rep
- Brian M. WieseAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in San Luis Obispo
All San Luis Obispo advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 10Blakeslee & Blakeslee Financial Advisers Inc. 8San Luis Wealth Advisors 7Stifel, Nicolaus & Company, Incorporated 7Ep Wealth Advisors 6Morgan Stanley 6Ameriprise Financial Services, LLC 5Cerro Pacific Wealth Advisors, LLC 4Charles Schwab & Co., Inc. 4Edward Jones 4Prossimo Advisors LLC 4Wells Fargo Clearing Services, LLC 4
Questions
How many financial advisors does LPL Financial LLC have in San Luis Obispo?
15 investment adviser representatives are registered at LPL Financial LLC offices in San Luis Obispo, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 4 list the CFP designation and 15 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in San Luis Obispo?
LPL Financial LLC ranks number 1 in San Luis Obispo by registered advisors, ahead of Merrill Lynch, Pierce, Fenner & Smith Incorporated (10).
How do I check a LPL Financial LLC advisor in San Luis Obispo?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.