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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in San Luis Obispo, CA

Every SEC-registered investment adviser representative at a firm office in San Luis Obispo, with the firms that employ the most of them.

135 registered advisors work in San Luis Obispo; the most are at LPL Financial LLC (15). 34 list the CFP designation and 85 are also registered broker representatives.

Firms with the most advisors in San Luis Obispo

FirmAdvisors in San Luis Obispo
LPL Financial LLC news15
Merrill Lynch, Pierce, Fenner & Smith Incorporated news10
Blakeslee & Blakeslee Financial Advisers Inc.8
San Luis Wealth Advisors7
Stifel, Nicolaus & Company, Incorporated news7
Morgan Stanley news6
Ameriprise Financial Services, LLC news5
Ep Wealth Advisors5
Wells Fargo Clearing Services, LLC news5
Cerro Pacific Wealth Advisors, LLC4
Charles Schwab & Co., Inc. news4
Edward Jones news4
Prossimo Advisors LLC4
Lewis Financial, LLC3
The Rice Partnership, LLC3
Trellis Wealth Advisors, LLC3
Wells Fargo Advisors Financial Network, LLC news3
Corvus Wealth Advisors LLC2
Crew Wealth Management2
Independent Financial Group, LLC2
Nwm Advisors, LLC2
Osaic Wealth, Inc. news2
Peak Wealth Advisors, Inc.2
Phillip B. White Co., Inc.2
Raymond James & Associates, Inc. news2

Advisors in San Luis Obispo, A to Z

CFP advisors in San Luis Obispo →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in San Luis Obispo, CA?

135 investment adviser representatives are registered at firm offices in San Luis Obispo, California, according to the SEC's Investment Adviser Public Disclosure records. 85 of them are also registered as broker representatives, and 34 list the CFP designation.

Which firm has the most financial advisors in San Luis Obispo?

LPL Financial LLC, with 15 registered advisors in San Luis Obispo, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 10.

How do I check a financial advisor in San Luis Obispo?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.