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Financial ADVSR advisor directory · SEC adviser records

Lewis Financial, LLC financial advisors in San Luis Obispo, CA

Every SEC-registered investment adviser representative at a Lewis Financial, LLC office in San Luis Obispo, A to Z.

The short answer

3 registered advisors work at Lewis Financial, LLC in San Luis Obispo, out of 3 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Lewis Financial, LLC advisors in San Luis Obispo, A to Z

Every Lewis Financial, LLC advisor →

Lewis Financial, LLC advisors in every city and state →Lewis Financial, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in San Luis Obispo

All San Luis Obispo advisors →

LPL Financial LLC 15Merrill Lynch, Pierce, Fenner & Smith Incorporated 10Blakeslee & Blakeslee Financial Advisers Inc. 8San Luis Wealth Advisors 7Stifel, Nicolaus & Company, Incorporated 7Ep Wealth Advisors 6Morgan Stanley 6Ameriprise Financial Services, LLC 5Cerro Pacific Wealth Advisors, LLC 4Charles Schwab & Co., Inc. 4Edward Jones 4Prossimo Advisors LLC 4

Questions

How many financial advisors does Lewis Financial, LLC have in San Luis Obispo?

3 investment adviser representatives are registered at Lewis Financial, LLC offices in San Luis Obispo, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Lewis Financial, LLC one of the largest advisor employers in San Luis Obispo?

Lewis Financial, LLC ranks number 14 in San Luis Obispo by registered advisors; LPL Financial LLC has the most, with 15.

How do I check a Lewis Financial, LLC advisor in San Luis Obispo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Lewis Financial, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.