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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in San Luis Obispo, CA

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in San Luis Obispo, A to Z.

The short answer

7 registered advisors work at Stifel, Nicolaus & Company, Incorporated in San Luis Obispo, out of 3,111 at the firm nationwide; it ranks number 5 in the city by advisors. 1 list the CFP designation and 7 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors in San Luis Obispo, A to Z

Every Stifel, Nicolaus & Company, Incorporated advisor →

Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Stifel, Nicolaus & Company, Incorporated advisors in other cities

St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27

Other firms in San Luis Obispo

All San Luis Obispo advisors →

LPL Financial LLC 15Merrill Lynch, Pierce, Fenner & Smith Incorporated 10Blakeslee & Blakeslee Financial Advisers Inc. 8San Luis Wealth Advisors 7Ep Wealth Advisors 6Morgan Stanley 6Ameriprise Financial Services, LLC 5Cerro Pacific Wealth Advisors, LLC 4Charles Schwab & Co., Inc. 4Edward Jones 4Prossimo Advisors LLC 4Wells Fargo Clearing Services, LLC 4

Questions

How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in San Luis Obispo?

7 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in San Luis Obispo, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 1 list the CFP designation and 7 are also registered as broker representatives.

Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in San Luis Obispo?

Stifel, Nicolaus & Company, Incorporated ranks number 5 in San Luis Obispo by registered advisors; LPL Financial LLC has the most, with 15.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in San Luis Obispo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.