Wealth manager, independent · Templeton, CA
Corvus Wealth Advisors LLC
SEC-registered investment adviser · CRD 311261 · SEC 801-119912
At a glance
Corvus Wealth Advisors LLC is an SEC-registered investment adviser based in Templeton, California, with $1.1B in regulatory assets under management as of its Form ADV filed March 24, 2026. It reports 363 individual clients, 151 of them high-net-worth, holding an average of about $1.6 million each, and 19 employees. That ranks it 1016th among the nation’s 5,657 independent wealth management RIAs and 121st of 714 in California. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 805-434-2608corvuswealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #1,016 of 5,657
- Rank among all SEC RIAs
- #5,135 of 17,210
- Rank in California
- #121 of 714
- Individual clients
- 363
- High-net-worth clients
- 151
- Accounts
- 1,491
- Discretionary
- 93% of AUM
- Employees
- 19
- Advisory staff
- 11
- Offices
- 2
Owners and executives on its Form ADV
- Robert A. GarciaManager and Chief Compliance Officer
- Carolyn J. HerzogManager and Chief Investment Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Corvus Wealth Advisors LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 151 | $511M | 47% |
| Pension and profit sharing plans | 128 | $428M | 40% |
| Individuals | 212 | $85M | 8% |
| Corporations or other businesses | 12 | $30M | 3% |
| Charitable organizations | 15 | $26M | 2% |
Disciplinary disclosures
Corvus Wealth Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗corvuswealth.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 3,348 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Knightsbridge Wealth ManagementNewport Beach | $1.1B | 517 |
| The Pacific Center for Financial ServicesDanville | $1.1B | 789 |
| Wescap GroupGlendale | $1.1B | 321 |
| Spinnaker Investment Group, LLCNewport Beach | $1.1B | 902 |
| Occidental Asset Management, LLCBurlingame | $1.1B | 908 |
| Schnieders Capital Management, LLC.Pasadena | $1.1B | 459 |
Background
Questions
How much does Corvus Wealth Advisors LLC manage?
Corvus Wealth Advisors LLC reports $1.1B in regulatory assets under management across 1,491 accounts, 93% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
How many clients does Corvus Wealth Advisors LLC have?
It reports 363 individual clients: 151 high-net-worth individuals and 212 other individuals. Individuals account for about 55% of its regulatory assets.
Where is Corvus Wealth Advisors LLC headquartered?
Its main office is in Templeton, California. It reports 2 offices in total and 19 employees, 11 of whom perform investment advisory functions.
How does Corvus Wealth Advisors LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Corvus Wealth Advisors LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed March 24, 2026, it reports these amounts held: Charles Schwab ($750M); Fidelity ($160M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Corvus Wealth Advisors LLC a hybrid RIA with a broker-dealer?
Corvus Wealth Advisors LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Corvus Wealth Advisors LLC a fiduciary?
As an SEC-registered investment adviser, Corvus Wealth Advisors LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Corvus Wealth Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →