Wealth manager, independent · Glendale, CA
Wescap Group
Wescap Management Group, Inc. · SEC-registered investment adviser · CRD 104759 · SEC 801-32095
At a glance
Wescap Group is an SEC-registered investment adviser based in Glendale, California, with $1.1B in regulatory assets under management as of its Form ADV filed September 14, 2026. It reports 321 individual clients, 205 of them high-net-worth, holding an average of about $3.3 million each, and 13 employees. That ranks it 1010th among the nation’s 5,657 independent wealth management RIAs and 120th of 714 in California. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 818-563-5170wescapgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #1,010 of 5,657
- Rank among all SEC RIAs
- #5,113 of 17,210
- Rank in California
- #120 of 714
- Individual clients
- 321
- High-net-worth clients
- 205
- Accounts
- 1,242
- Discretionary
- 83% of AUM
- Employees
- 13
- Advisory staff
- 13
- Offices
- 1
Owners and executives on its Form ADV
- Eric A. WeinleinChief Financial Officer, Chief Compliance Officer
- Joel S. EdstromPresident
Custody and brokerage
Broker-dealer
No broker-dealer ties
Wescap Group reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 205 | $1.0B | 93% |
| Individuals | 116 | $54M | 5% |
| Charitable organizations | 2 | $12M | 1% |
| Pooled investment vehicles | 8 | $8M | <1% |
Private funds
Wescap Group reports 1 private funds with $39M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Wescap Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗wescapgroup.com ↗
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Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Fiduciary Financial Group, LLCSAN Rafael | $1.1B | 412 |
| Knightsbridge Wealth ManagementNewport Beach | $1.1B | 517 |
| The Pacific Center for Financial ServicesDanville | $1.1B | 789 |
| Corvus Wealth Advisors LLCTempleton | $1.1B | 363 |
| Spinnaker Investment Group, LLCNewport Beach | $1.1B | 902 |
| Occidental Asset Management, LLCBurlingame | $1.1B | 908 |
Background
Questions
How much does Wescap Group manage?
Wescap Group reports $1.1B in regulatory assets under management across 1,242 accounts, 83% of it on a discretionary basis, on its Form ADV filed September 14, 2026.
How many clients does Wescap Group have?
It reports 321 individual clients: 205 high-net-worth individuals and 116 other individuals. Individuals account for about 98% of its regulatory assets.
Where is Wescap Group headquartered?
Its main office is in Glendale, California. It reports 1 office in total and 13 employees, 13 of whom perform investment advisory functions.
How does Wescap Group charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Wescap Group use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 14, 2026, it reports these amounts held: Charles Schwab ($908M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Wescap Group a hybrid RIA with a broker-dealer?
Wescap Group reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Wescap Group a fiduciary?
As an SEC-registered investment adviser, Wescap Group owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Wescap Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →