Wealth manager, independent · SAN Luis Obispo, CA
Phillip B. White Co., Inc
Phillip B. White Co., Inc. · SEC-registered investment adviser · CRD 300623 · SEC 801-114890
At a glance
Phillip B. White Co., Inc is an SEC-registered investment adviser based in SAN Luis Obispo, California, with $319 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 243 individual clients. By Form ADV it is a wealth manager, ranked 4,195th of 8,915 wealth managers and 9,863rd of 17,210 SEC-registered advisers by assets.
Main office 925-736-2108pbwhite.comAs filed on Form ADV
- Regulatory AUM
- $319M
- Rank among wealth managers
- #4,195 of 8,915
- Rank among all SEC RIAs
- #9,863 of 17,210
- Rank in California
- #1,140 of 1,873
- Individual clients
- 243
- High-net-worth clients
- 103
- Accounts
- 587
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Bruce D. WhitePresident/ CCO
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 103 | $253M | 79% |
| Individuals | 140 | $56M | 17% |
| Pension and profit sharing plans | 2 | $9M | 3% |
| Corporations or other businesses | 1 | $1M | <1% |
Disciplinary disclosures
Phillip B. White Co., Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗pbwhite.com ↗
AtlasMembers
The full record on Phillip B. White Co., Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 6,530 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Phillip B. White Co., Inc manage?
Phillip B. White Co., Inc reports $319 million in regulatory assets under management across 587 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Phillip B. White Co., Inc?
Phillip B. White Co., Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Phillip B. White Co., Inc’s clients?
By assets, its largest client types are high-net-worth individuals ($253 million, 103 clients); individuals ($56 million, 140 clients); pension and profit sharing plans ($9 million, 2 clients).
Does Phillip B. White Co., Inc have any disciplinary history?
Phillip B. White Co., Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Phillip B. White Co., Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →