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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Thousand Oaks, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Thousand Oaks, A to Z.

The short answer

9 registered advisors work at LPL Financial LLC in Thousand Oaks, out of 21,094 at the firm nationwide; it ranks number 3 in the city by advisors. 3 list the CFP designation and 9 are also registered broker representatives.

LPL Financial LLC advisors in Thousand Oaks, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Thousand Oaks

All Thousand Oaks advisors →

Strategic Advisers LLC 17Transamerica Financial Advisors, LLC 12Charles Schwab & Co., Inc. 8Thrivent Investment Management Inc. 6Ameriprise Financial Services, LLC 5Hillcrest Financial Group 5Osaic Wealth, Inc. 5Ibn Asset Management, LLC 4Edward Jones 3Forum Financial Management, LP 3Hofer & Associates Wealth Management 3Pacific Financial Strategies, Inc. 3

Questions

How many financial advisors does LPL Financial LLC have in Thousand Oaks?

9 investment adviser representatives are registered at LPL Financial LLC offices in Thousand Oaks, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 3 list the CFP designation and 9 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Thousand Oaks?

LPL Financial LLC ranks number 3 in Thousand Oaks by registered advisors; Strategic Advisers LLC has the most, with 17.

How do I check a LPL Financial LLC advisor in Thousand Oaks?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.