Financial ADVSR advisor directory · SEC adviser records
Ameriprise Financial Services, LLC financial advisors in Thousand Oaks, CA
Every SEC-registered investment adviser representative at a Ameriprise Financial Services, LLC office in Thousand Oaks, A to Z.
The short answer
5 registered advisors work at Ameriprise Financial Services, LLC in Thousand Oaks, out of 11,734 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.
Ameriprise Financial Services, LLC advisors in Thousand Oaks, A to Z
Every Ameriprise Financial Services, LLC advisor →- Patricia AdrianChartered Financial Consultant · Also a broker rep
- Todd AugustineAlso a broker rep
- Lars H. JorgensenAlso a broker rep
- Ernestine C. MartinezAlso a broker rep
- Wan P. YuAlso a broker rep
Ameriprise Financial Services, LLC advisors in every city and state →Ameriprise Financial Services, LLC: assets, clients and custodians →Ameriprise news and advisor moves →Advisor Moves: who changed firms this week →
Ameriprise Financial Services, LLC advisors in other cities
Minneapolis, MN 445Edina, MN 154Houston, TX 130Columbus, OH 104Charlotte, NC 100Boca Raton, FL 98Las Vegas, NV 95New York, NY 93Honolulu, HI 88Troy, MI 87Scottsdale, AZ 69Indianapolis, IN 67Atlanta, GA 65Austin, TX 64Tampa, FL 63
Other firms in Thousand Oaks
All Thousand Oaks advisors →Strategic Advisers LLC 17Transamerica Financial Advisors, LLC 12LPL Financial LLC 9Charles Schwab & Co., Inc. 8Thrivent Investment Management Inc. 6Hillcrest Financial Group 5Osaic Wealth, Inc. 5Ibn Asset Management, LLC 4Edward Jones 3Forum Financial Management, LP 3Hofer & Associates Wealth Management 3Pacific Financial Strategies, Inc. 3
Questions
How many financial advisors does Ameriprise Financial Services, LLC have in Thousand Oaks?
5 investment adviser representatives are registered at Ameriprise Financial Services, LLC offices in Thousand Oaks, California, according to the SEC's Investment Adviser Public Disclosure records, out of 11,734 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.
Is Ameriprise Financial Services, LLC one of the largest advisor employers in Thousand Oaks?
Ameriprise Financial Services, LLC ranks number 6 in Thousand Oaks by registered advisors; Strategic Advisers LLC has the most, with 17.
How do I check a Ameriprise Financial Services, LLC advisor in Thousand Oaks?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ameriprise Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.