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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Thousand Oaks, CA

Every SEC-registered investment adviser representative at a firm office in Thousand Oaks, with the firms that employ the most of them.

144 registered advisors work in Thousand Oaks; the most are at Strategic Advisers LLC (22). 27 list the CFP designation and 104 are also registered broker representatives.

Firms with the most advisors in Thousand Oaks

FirmAdvisors in Thousand Oaks
Strategic Advisers LLC22
Transamerica Financial Advisors, LLC12
Charles Schwab & Co., Inc. news10
LPL Financial LLC news10
Ameriprise Financial Services, LLC news7
Thrivent Investment Management Inc.7
Hillcrest Financial Group5
Osaic Wealth, Inc. news4
Edward Jones news3
Hofer & Associates Wealth Management3
Pacific Financial Strategies, Inc.3
De Groote Financial Group, LLC2
Drh Investments, Inc.2
Eagle Strategies LLC2
Ibn Asset Management, LLC2
J.P. Morgan Securities LLC news2
Mfa Wealth Services2
Morgan Stanley news2
Mutual Advisors, LLC2
One Capital Management, LLC2
Raymond James Financial Services Advisors, Inc. news2
Team Elevated Asset Management2
Wealth Enhancement Advisory Services, LLC news2
Wells Fargo Clearing Services, LLC news2
A&M Private Wealth Partners, LLC1

Advisors in Thousand Oaks, A to Z

CFP advisors in Thousand Oaks →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Thousand Oaks, CA?

144 investment adviser representatives are registered at firm offices in Thousand Oaks, California, according to the SEC's Investment Adviser Public Disclosure records. 104 of them are also registered as broker representatives, and 27 list the CFP designation.

Which firm has the most financial advisors in Thousand Oaks?

Strategic Advisers LLC, with 22 registered advisors in Thousand Oaks, followed by Transamerica Financial Advisors, LLC with 12.

How do I check a financial advisor in Thousand Oaks?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.