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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Thousand Oaks, CA

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Thousand Oaks, A to Z.

The short answer

8 registered advisors work at Charles Schwab & Co., Inc. in Thousand Oaks, out of 5,937 at the firm nationwide; it ranks number 4 in the city by advisors. 0 list the CFP designation and 8 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Thousand Oaks, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Thousand Oaks

All Thousand Oaks advisors →

Strategic Advisers LLC 17Transamerica Financial Advisors, LLC 12LPL Financial LLC 9Thrivent Investment Management Inc. 6Ameriprise Financial Services, LLC 5Hillcrest Financial Group 5Osaic Wealth, Inc. 5Ibn Asset Management, LLC 4Edward Jones 3Forum Financial Management, LP 3Hofer & Associates Wealth Management 3Pacific Financial Strategies, Inc. 3

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Thousand Oaks?

8 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Thousand Oaks, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Thousand Oaks?

Charles Schwab & Co., Inc. ranks number 4 in Thousand Oaks by registered advisors; Strategic Advisers LLC has the most, with 17.

How do I check a Charles Schwab & Co., Inc. advisor in Thousand Oaks?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.