Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Forum Financial Management, LP financial advisors in Thousand Oaks, CA

Every SEC-registered investment adviser representative at a Forum Financial Management, LP office in Thousand Oaks, A to Z.

The short answer

3 registered advisors work at Forum Financial Management, LP in Thousand Oaks, out of 104 at the firm nationwide; it ranks number 11 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

Forum Financial Management, LP advisors in Thousand Oaks, A to Z

Every Forum Financial Management, LP advisor →

Forum Financial Management, LP advisors in every city and state →Forum Financial Management, LP: assets, clients and custodians →Advisor Moves: who changed firms this week →

Forum Financial Management, LP advisors in other cities

Lombard, IL 62East Moline, IL 3Cohoes, NY 2Menlo Park, CA 2Northbrook, IL 2Orland Park, IL 2Saint Charles, IL 2Ashland, OR 1Austin, TX 1Bellingham, WA 1Carefree, AZ 1Chicago, IL 1Highland Beach, FL 1Hinsdale, IL 1Itasca, IL 1

Other firms in Thousand Oaks

All Thousand Oaks advisors →

Strategic Advisers LLC 17Transamerica Financial Advisors, LLC 12LPL Financial LLC 9Charles Schwab & Co., Inc. 8Thrivent Investment Management Inc. 6Ameriprise Financial Services, LLC 5Hillcrest Financial Group 5Osaic Wealth, Inc. 5Ibn Asset Management, LLC 4Edward Jones 3Hofer & Associates Wealth Management 3Pacific Financial Strategies, Inc. 3

Questions

How many financial advisors does Forum Financial Management, LP have in Thousand Oaks?

3 investment adviser representatives are registered at Forum Financial Management, LP offices in Thousand Oaks, California, according to the SEC's Investment Adviser Public Disclosure records, out of 104 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is Forum Financial Management, LP one of the largest advisor employers in Thousand Oaks?

Forum Financial Management, LP ranks number 11 in Thousand Oaks by registered advisors; Strategic Advisers LLC has the most, with 17.

How do I check a Forum Financial Management, LP advisor in Thousand Oaks?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Forum Financial Management, LP office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.