Adviser and broker representative · Strategic Advisers LLC
Brad T. Baumann
CRD 5828002 · Thousand Oaks, CA
At a glance
Brad T. Baumann is an investment adviser representative with Strategic Advisers LLC in Thousand Oaks, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Brad’s SEC record dates to 2010, about 16 years ago. Brad is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Strategic Advisers LLCSince March 2025Thousand Oaks, CA · $1.37T in regulatory assets
SEC adviser record
- Registered since
- 2010 (16 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Brad’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.