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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Pleasanton, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Pleasanton, A to Z.

The short answer

4 registered advisors work at LPL Financial LLC in Pleasanton, out of 21,094 at the firm nationwide; it ranks number 17 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

LPL Financial LLC advisors in Pleasanton, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Pleasanton

All Pleasanton advisors →

Morgan Stanley 47Transamerica Financial Advisors, LLC 25Merrill Lynch, Pierce, Fenner & Smith Incorporated 20Charles Schwab & Co., Inc. 16MML Investors Services, LLC 15Wells Fargo Clearing Services, LLC 14Mariner 7Mirador Capital Partners 7Ameriprise Financial Services, LLC 6Grant Private Wealth Management 6Kaizen Financial Strategies, LLC 5U.S. Bancorp Advisors, LLC 5

Questions

How many financial advisors does LPL Financial LLC have in Pleasanton?

4 investment adviser representatives are registered at LPL Financial LLC offices in Pleasanton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Pleasanton?

LPL Financial LLC ranks number 17 in Pleasanton by registered advisors; Morgan Stanley has the most, with 47.

How do I check a LPL Financial LLC advisor in Pleasanton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.