Financial ADVSR advisor directory · SEC adviser records
Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Pleasanton, CA
Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Pleasanton, A to Z.
The short answer
22 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pleasanton, out of 22,881 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 22 are also registered broker representatives.
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Pleasanton, A to Z
Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →- William A. BlickAlso a broker rep
- Stanley K. CheungAlso a broker rep
- Gareth L. CrossleyAlso a broker rep
- Scott L. EdingtonAlso a broker rep
- David A. GilchristAlso a broker rep
- Justin B. GreenAlso a broker rep
- Jeffrey S. HansonAlso a broker rep
- Stephanie L. HeppAlso a broker rep
- Mark A. LewandowskiAlso a broker rep
- Shahmir J. MoussaviAlso a broker rep
- Amber Tamara L. NguyenAlso a broker rep
- Tracy A. ParkerAlso a broker rep
- Fan QiAlso a broker rep
- Anthony M. RicardoAlso a broker rep
- Douglas M. RobbinsAlso a broker rep
- Michelle M. RuanAlso a broker rep
- Malina SatyajitkumarAlso a broker rep
- Lin ShenAlso a broker rep
- Jenner D. StimpfigAlso a broker rep
- Katalina J. StimpfigAlso a broker rep
- Ian W. TangAlso a broker rep
- Peter T. TorchiaAlso a broker rep
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities
New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191
Other firms in Pleasanton
All Pleasanton advisors →Morgan Stanley 47Transamerica Financial Advisors, LLC 25Charles Schwab & Co., Inc. 16MML Investors Services, LLC 15Wells Fargo Clearing Services, LLC 14Mariner 7Mirador Capital Partners 7Ameriprise Financial Services, LLC 6Grant Private Wealth Management 6Kaizen Financial Strategies, LLC 5U.S. Bancorp Advisors, LLC 5J.P. Morgan Securities LLC 4
Questions
How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Pleasanton?
22 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Pleasanton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 22 are also registered as broker representatives.
Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Pleasanton?
Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 3 in Pleasanton by registered advisors; Morgan Stanley has the most, with 47.
How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Pleasanton?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.