Financial ADVSR advisor directory · SEC adviser records
Wells Fargo Clearing Services, LLC financial advisors in Pleasanton, CA
Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Pleasanton, A to Z.
The short answer
14 registered advisors work at Wells Fargo Clearing Services, LLC in Pleasanton, out of 13,134 at the firm nationwide; it ranks number 6 in the city by advisors. 4 list the CFP designation and 14 are also registered broker representatives.
Wells Fargo Clearing Services, LLC advisors in Pleasanton, A to Z
Every Wells Fargo Clearing Services, LLC advisor →- Lawrence J. DelanoCertified Financial Planner · Also a broker rep
- Tamara N. ForteAlso a broker rep
- Ai Leng GohAlso a broker rep
- Crystal P. GomezAlso a broker rep
- David G. HalperinAlso a broker rep
- Shelley J. HancockAlso a broker rep
- Ching Y. HoAlso a broker rep
- Mandana HohnAlso a broker rep
- Phillip S. HohnAlso a broker rep
- Kevin T. KitchinAlso a broker rep
- Mark A. MartinCertified Financial Planner · Also a broker rep
- Michael F. McGrathCertified Financial Planner · Also a broker rep
- Dean M. ThompsonAlso a broker rep
- Chuck WongCertified Financial Planner · Also a broker rep
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Wells Fargo Clearing Services, LLC advisors in other cities
St. Louis, MO 712Charlotte, NC 342New York, NY 324Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112
Other firms in Pleasanton
All Pleasanton advisors →Morgan Stanley 47Transamerica Financial Advisors, LLC 25Merrill Lynch, Pierce, Fenner & Smith Incorporated 20Charles Schwab & Co., Inc. 16MML Investors Services, LLC 15Mariner 7Mirador Capital Partners 7Ameriprise Financial Services, LLC 6Grant Private Wealth Management 6Kaizen Financial Strategies, LLC 5U.S. Bancorp Advisors, LLC 5J.P. Morgan Securities LLC 4
Questions
How many financial advisors does Wells Fargo Clearing Services, LLC have in Pleasanton?
14 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Pleasanton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 4 list the CFP designation and 14 are also registered as broker representatives.
Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Pleasanton?
Wells Fargo Clearing Services, LLC ranks number 6 in Pleasanton by registered advisors; Morgan Stanley has the most, with 47.
How do I check a Wells Fargo Clearing Services, LLC advisor in Pleasanton?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.