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Financial ADVSR advisor directory · SEC adviser records

J.P. Morgan Securities LLC financial advisors in Pleasanton, CA

Every SEC-registered investment adviser representative at a J.P. Morgan Securities LLC office in Pleasanton, A to Z.

The short answer

4 registered advisors work at J.P. Morgan Securities LLC in Pleasanton, out of 12,970 at the firm nationwide; it ranks number 13 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

J.P. Morgan Securities LLC advisors in Pleasanton, A to Z

Every J.P. Morgan Securities LLC advisor →

J.P. Morgan Securities LLC advisors in every city and state →J.P. Morgan Securities LLC: assets, clients and custodians →J.P. Morgan news and advisor moves →Advisor Moves: who changed firms this week →

J.P. Morgan Securities LLC advisors in other cities

New York, NY 1,933Chicago, IL 570Miami, FL 405Columbus, OH 392Los Angeles, CA 308Houston, TX 305San Francisco, CA 286Boston, MA 251Dallas, TX 213Plano, TX 200Irvine, CA 179Atlanta, GA 166Tempe, AZ 141Greenwich, CT 136San Antonio, TX 133

Other firms in Pleasanton

All Pleasanton advisors →

Morgan Stanley 47Transamerica Financial Advisors, LLC 25Merrill Lynch, Pierce, Fenner & Smith Incorporated 20Charles Schwab & Co., Inc. 16MML Investors Services, LLC 15Wells Fargo Clearing Services, LLC 14Mariner 7Mirador Capital Partners 7Ameriprise Financial Services, LLC 6Grant Private Wealth Management 6Kaizen Financial Strategies, LLC 5U.S. Bancorp Advisors, LLC 5

Questions

How many financial advisors does J.P. Morgan Securities LLC have in Pleasanton?

4 investment adviser representatives are registered at J.P. Morgan Securities LLC offices in Pleasanton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 12,970 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is J.P. Morgan Securities LLC one of the largest advisor employers in Pleasanton?

J.P. Morgan Securities LLC ranks number 13 in Pleasanton by registered advisors; Morgan Stanley has the most, with 47.

How do I check a J.P. Morgan Securities LLC advisor in Pleasanton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the J.P. Morgan Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.