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Financial ADVSR advisor directory · SEC adviser records

Morgan Stanley financial advisors in Pleasanton, CA

Every SEC-registered investment adviser representative at a Morgan Stanley office in Pleasanton, A to Z.

47 registered advisors work at Morgan Stanley in Pleasanton, out of 22,085 at the firm nationwide; it ranks number 1 in the city by advisors. 1 list the CFP designation and 47 are also registered broker representatives.

Morgan Stanley advisors in Pleasanton, A to Z

Every Morgan Stanley advisor →

Morgan Stanley advisors in every city and state →Morgan Stanley: assets, clients and custodians →Morgan Stanley news and advisor moves →Morgan Stanley payout grid vs. other firms →Advisor Moves: who changed firms this week →

Morgan Stanley advisors in other cities

New York, NY 2,203Chicago, IL 619Purchase, NY 589Atlanta, GA 449San Francisco, CA 448Miami, FL 437Boston, MA 368Houston, TX 320Tampa, FL 308Alpharetta, GA 302Morristown, NJ 258Dallas, TX 239Washington, DC 219Garden City, NY 210Los Angeles, CA 208

Other firms in Pleasanton

All Pleasanton advisors →

Transamerica Financial Advisors, LLC 25Merrill Lynch, Pierce, Fenner & Smith Incorporated 20Charles Schwab & Co., Inc. 16MML Investors Services, LLC 15Wells Fargo Clearing Services, LLC 14Mariner 7Mirador Capital Partners 7Ameriprise Financial Services, LLC 6Grant Private Wealth Management 6Kaizen Financial Strategies, LLC 5U.S. Bancorp Advisors, LLC 5J.P. Morgan Securities LLC 4

Questions

How many financial advisors does Morgan Stanley have in Pleasanton?

47 investment adviser representatives are registered at Morgan Stanley offices in Pleasanton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,085 nationwide. 1 list the CFP designation and 47 are also registered as broker representatives.

Is Morgan Stanley one of the largest advisor employers in Pleasanton?

Morgan Stanley ranks number 1 in Pleasanton by registered advisors, ahead of Transamerica Financial Advisors, LLC (25).

How do I check a Morgan Stanley advisor in Pleasanton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Morgan Stanley office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.