Financial ADVSR advisor directory · SEC adviser records
Mariner financial advisors in Pleasanton, CA
Every SEC-registered investment adviser representative at a Mariner office in Pleasanton, A to Z.
7 registered advisors work at Mariner in Pleasanton, out of 941 at the firm nationwide; it ranks number 7 in the city by advisors. 5 list the CFP designation and 4 are also registered broker representatives.
Mariner advisors in Pleasanton, A to Z
Every Mariner advisor →- Jinger M. PajestkaCertified Financial Planner · Also a broker rep
- Marissa S. PattisonCertified Financial Planner
- Shabina M. RafiqChartered Financial Consultant · Also a broker rep
- Shawn J. SandovalCertified Financial Planner · Also a broker rep
- Ankit M. ShahCertified Financial Planner · Also a broker rep
- Jacob StrongInvestment adviser rep
- Benjamin W. WongCertified Financial Planner
Mariner advisors in every city and state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →
Mariner advisors in other cities
Overland Park, KS 113New York, NY 48Cincinnati, OH 39Oakbrook Terrace, IL 27Los Angeles, CA 22Sarasota, FL 21Tulsa, OK 21Madison, NJ 19Manasquan, NJ 19Scottsdale, AZ 17Bellevue, WA 16Bloomington, MN 16Plano, TX 15Brentwood, MO 14Englewood, CO 14
Other firms in Pleasanton
All Pleasanton advisors →Morgan Stanley 47Transamerica Financial Advisors, LLC 25Merrill Lynch, Pierce, Fenner & Smith Incorporated 20Charles Schwab & Co., Inc. 16MML Investors Services, LLC 15Wells Fargo Clearing Services, LLC 14Mirador Capital Partners 7Ameriprise Financial Services, LLC 6Grant Private Wealth Management 6Kaizen Financial Strategies, LLC 5U.S. Bancorp Advisors, LLC 5J.P. Morgan Securities LLC 4
Questions
How many financial advisors does Mariner have in Pleasanton?
7 investment adviser representatives are registered at Mariner offices in Pleasanton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 941 nationwide. 5 list the CFP designation and 4 are also registered as broker representatives.
Is Mariner one of the largest advisor employers in Pleasanton?
Mariner ranks number 7 in Pleasanton by registered advisors; Morgan Stanley has the most, with 47.
How do I check a Mariner advisor in Pleasanton?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.