Financial ADVSR advisor directory · SEC adviser records
Charles Schwab & Co., Inc. financial advisors in Pleasanton, CA
Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Pleasanton, A to Z.
The short answer
17 registered advisors work at Charles Schwab & Co., Inc. in Pleasanton, out of 5,933 at the firm nationwide; it ranks number 4 in the city by advisors. 4 list the CFP designation and 17 are also registered broker representatives.
Charles Schwab & Co., Inc. advisors in Pleasanton, A to Z
Every Charles Schwab & Co., Inc. advisor →- Mitchell D. BertonneauCertified Financial Planner · Also a broker rep
- Derek H. BystromCertified Financial Planner · Also a broker rep
- Isaac D. CowenAlso a broker rep
- Jakob L. GilbertAlso a broker rep
- Winnie GuoCertified Financial Planner · Also a broker rep
- Xiao Lu JiangCertified Financial Planner · Also a broker rep
- Grant R. JohnsonAlso a broker rep
- Alex KupermanAlso a broker rep
- Huini LiAlso a broker rep
- Russell A. LinAlso a broker rep
- Kevin C. MaasAlso a broker rep
- Scott J. MartinezAlso a broker rep
- Joseph E. McKissackAlso a broker rep
- Berenice RobanteAlso a broker rep
- Gulneer S. SarangAlso a broker rep
- Hannah B. YoungAlso a broker rep
- Qiaoyi YuAlso a broker rep
Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →
Charles Schwab & Co., Inc. advisors in other cities
Westlake, TX 788Lone Tree, CO 468Phoenix, AZ 425Orlando, FL 217Omaha, NE 201Austin, TX 197Indianapolis, IN 156New York City, NY 89Chicago, IL 88San Francisco, CA 70Richfield, OH 66St Louis, MO 61San Diego, CA 42Scottsdale, AZ 42Newport Beach, CA 40
Other firms in Pleasanton
All Pleasanton advisors →Morgan Stanley 47Transamerica Financial Advisors, LLC 25Merrill Lynch, Pierce, Fenner & Smith Incorporated 20MML Investors Services, LLC 15Wells Fargo Clearing Services, LLC 14Mariner 7Mirador Capital Partners 7Ameriprise Financial Services, LLC 6Grant Private Wealth Management 6Kaizen Financial Strategies, LLC 5U.S. Bancorp Advisors, LLC 5J.P. Morgan Securities LLC 4
Questions
How many financial advisors does Charles Schwab & Co., Inc. have in Pleasanton?
17 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Pleasanton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,933 nationwide. 4 list the CFP designation and 17 are also registered as broker representatives.
Is Charles Schwab & Co., Inc. one of the largest advisor employers in Pleasanton?
Charles Schwab & Co., Inc. ranks number 4 in Pleasanton by registered advisors; Morgan Stanley has the most, with 47.
How do I check a Charles Schwab & Co., Inc. advisor in Pleasanton?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.