Financial ADVSR advisor directory · SEC adviser records
Mariner financial advisors in Los Angeles, CA
Every SEC-registered investment adviser representative at a Mariner office in Los Angeles, A to Z.
The short answer
20 registered advisors work at Mariner in Los Angeles, out of 903 at the firm nationwide; it ranks number 31 in the city by advisors. 5 list the CFP designation and 0 are also registered broker representatives.
Mariner advisors in Los Angeles, A to Z
Every Mariner advisor →- Alan K. BondeInvestment adviser rep
- Christopher G. CeriniInvestment adviser rep
- Joshua L. ChambersInvestment adviser rep
- Ruth Melody C. ChukwunyereInvestment adviser rep
- Dominic J. CozzettoChartered Financial Analyst
- Jacob J. DormanCertified Financial Planner
- Bennett E. GrossChartered Financial Analyst
- Tanner J. HamiltonInvestment adviser rep
- Mark W. HarrisCertified Financial Planner
- Cory LescavageInvestment adviser rep
- Steven D. LockshinInvestment adviser rep
- Benjamin R. MuellerInvestment adviser rep
- Steven M. PetersonCertified Financial Planner
- Tia L. PetersonInvestment adviser rep
- Tyler A. RobuckCertified Financial Planner
- Tyler C. SmithInvestment adviser rep
- Jonathan P. StraubInvestment adviser rep
- Aleksandra TukanInvestment adviser rep
- Christopher WahlCertified Financial Planner
- Matthew C. WoodwardInvestment adviser rep
Mariner advisors in every city and state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →
Mariner advisors in other cities
Overland Park, KS 110New York, NY 43Cincinnati, OH 36Oakbrook Terrace, IL 27Tulsa, OK 22Sarasota, FL 21Manasquan, NJ 20Scottsdale, AZ 19Madison, NJ 18Bellevue, WA 16Plano, TX 16Tigard, OR 16Bloomington, MN 13Brentwood, MO 13Houston, TX 13
Other firms in Los Angeles
All Los Angeles advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 315J.P. Morgan Securities LLC 291Capital Client Group, Inc. 276Morgan Stanley 194Lido 161UBS Financial Services Inc. 133Wells Fargo Clearing Services, LLC 119Rockefeller Financial LLC 96Seia 73Capital Group Private Client Services, Inc. 68Strategic Advisers LLC 58MML Investors Services, LLC 53
Questions
How many financial advisors does Mariner have in Los Angeles?
20 investment adviser representatives are registered at Mariner offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 903 nationwide. 5 list the CFP designation and 0 are also registered as broker representatives.
Is Mariner one of the largest advisor employers in Los Angeles?
Mariner ranks number 31 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 315.
How do I check a Mariner advisor in Los Angeles?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.