Financial ADVSR advisor directory · SEC adviser records
Mariner financial advisors in Houston, TX
Every SEC-registered investment adviser representative at a Mariner office in Houston, A to Z.
13 registered advisors work at Mariner in Houston, out of 941 at the firm nationwide; it ranks number 64 in the city by advisors. 7 list the CFP designation and 0 are also registered broker representatives.
Mariner advisors in Houston, A to Z
Every Mariner advisor →- Douglas E. CarrollCertified Financial Planner
- Michael D. ContantInvestment adviser rep
- Ruben A. GarciaInvestment adviser rep
- Todd E. HanslikChartered Financial Analyst
- Carlos A. HernandezCertified Financial Planner
- Anna Maria JonesCertified Financial Planner
- Sydney A. MotesCertified Financial Planner
- Billie S. Murski IIIInvestment adviser rep
- Meredith J. RiceCertified Financial Planner
- Steven M. SheldonCertified Financial Planner, Chartered Financial Analyst
- Jeffrey R. SwantkowskiInvestment adviser rep
- Dana N. WeinsteinInvestment adviser rep
- Griffin W. WeinsteinCertified Financial Planner
Mariner advisors in every city and state →Mariner: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →
Mariner advisors in other cities
Overland Park, KS 113New York, NY 48Cincinnati, OH 39Oakbrook Terrace, IL 27Los Angeles, CA 22Sarasota, FL 21Tulsa, OK 21Madison, NJ 19Manasquan, NJ 19Scottsdale, AZ 17Bellevue, WA 16Bloomington, MN 16Plano, TX 15Brentwood, MO 14Englewood, CO 14
Other firms in Houston
All Houston advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76
Questions
How many financial advisors does Mariner have in Houston?
13 investment adviser representatives are registered at Mariner offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 941 nationwide. 7 list the CFP designation and 0 are also registered as broker representatives.
Is Mariner one of the largest advisor employers in Houston?
Mariner ranks number 64 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.
How do I check a Mariner advisor in Houston?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.