Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Stockton, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Stockton, A to Z.
The short answer
16 registered advisors work at LPL Financial LLC in Stockton, out of 21,094 at the firm nationwide; it ranks number 2 in the city by advisors. 3 list the CFP designation and 16 are also registered broker representatives.
LPL Financial LLC advisors in Stockton, A to Z
Every LPL Financial LLC advisor →- Anthony J. ApostolidisAlso a broker rep
- Justin AusherCertified Financial Planner · Also a broker rep
- Christopher D. BrownAlso a broker rep
- Julian Cruz Jr.Also a broker rep
- Frank X. FengCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Sean H. FriesenAlso a broker rep
- Michael W. HaleyAlso a broker rep
- Jill L. KnollAlso a broker rep
- Tamara J. LangenfeldAlso a broker rep
- John L. MorrisonAlso a broker rep
- Sydney PrasadAlso a broker rep
- Zachary B. SeelbachAlso a broker rep
- Jeremy S. SilcoxAlso a broker rep
- Mark D. StroupAlso a broker rep
- Michael L. TalleyAlso a broker rep
- Tina L. Wells LeeCertified Financial Planner · Also a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Stockton
All Stockton advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Wells Fargo Clearing Services, LLC 9Morgan Stanley 8Coppell Advisory Solutions LLC 5Stifel, Nicolaus & Company, Incorporated 5Transamerica Financial Advisors, LLC 5Ameriprise Financial Services, LLC 4Charles Schwab & Co., Inc. 4Cetera Investment Advisers LLC 3Dkm Wealth Management, Inc. 3State Farm Investment Management Corp. 3
Questions
How many financial advisors does LPL Financial LLC have in Stockton?
16 investment adviser representatives are registered at LPL Financial LLC offices in Stockton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 3 list the CFP designation and 16 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Stockton?
LPL Financial LLC ranks number 2 in Stockton by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 19.
How do I check a LPL Financial LLC advisor in Stockton?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.