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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Stockton, CA

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Stockton, A to Z.

The short answer

5 registered advisors work at Charles Schwab & Co., Inc. in Stockton, out of 5,937 at the firm nationwide; it ranks number 9 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Stockton, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Stockton

All Stockton advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 19LPL Financial LLC 13Wells Fargo Clearing Services, LLC 9Morgan Stanley 8Coppell Advisory Solutions LLC 5Stifel, Nicolaus & Company, Incorporated 5Transamerica Financial Advisors, LLC 5Ameriprise Financial Services, LLC 4Cetera Investment Advisers LLC 3Dkm Wealth Management, Inc. 3State Farm Investment Management Corp. 3

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Stockton?

5 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Stockton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Stockton?

Charles Schwab & Co., Inc. ranks number 9 in Stockton by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 19.

How do I check a Charles Schwab & Co., Inc. advisor in Stockton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.