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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in Stockton, CA

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Stockton, A to Z.

The short answer

5 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Stockton, out of 3,109 at the firm nationwide; it ranks number 6 in the city by advisors. 1 list the CFP designation and 5 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors in Stockton, A to Z

Every Stifel, Nicolaus & Company, Incorporated advisor →

Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Stifel, Nicolaus & Company, Incorporated advisors in other cities

St. Louis, MO 196New York, NY 122Frontenac, MO 51Garden City, NY 45Indianapolis, IN 45Clayton, MO 43Dallas, TX 40Newport Beach, CA 38Chicago, IL 35Morristown, NJ 35San Francisco, CA 34Birmingham, AL 30Boston, MA 27Canfield, OH 26Houston, TX 26

Other firms in Stockton

All Stockton advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 19LPL Financial LLC 13Wells Fargo Clearing Services, LLC 9Morgan Stanley 8Coppell Advisory Solutions LLC 5Transamerica Financial Advisors, LLC 5Ameriprise Financial Services, LLC 4Charles Schwab & Co., Inc. 4Cetera Investment Advisers LLC 3Dkm Wealth Management, Inc. 3State Farm Investment Management Corp. 3

Questions

How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Stockton?

5 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Stockton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,109 nationwide. 1 list the CFP designation and 5 are also registered as broker representatives.

Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Stockton?

Stifel, Nicolaus & Company, Incorporated ranks number 6 in Stockton by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 19.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Stockton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.