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Financial ADVSR advisor directory · SEC adviser records

Morgan Stanley financial advisors in Stockton, CA

Every SEC-registered investment adviser representative at a Morgan Stanley office in Stockton, A to Z.

The short answer

8 registered advisors work at Morgan Stanley in Stockton, out of 20,803 at the firm nationwide; it ranks number 4 in the city by advisors. 1 list the CFP designation and 8 are also registered broker representatives.

Morgan Stanley advisors in Stockton, A to Z

Every Morgan Stanley advisor →

Morgan Stanley advisors in every city and state →Morgan Stanley: assets, clients and custodians →Morgan Stanley news and advisor moves →Morgan Stanley payout grid vs. other firms →Advisor Moves: who changed firms this week →

Morgan Stanley advisors in other cities

New York, NY 2,084Purchase, NY 560Chicago, IL 557San Francisco, CA 418Miami, FL 414Atlanta, GA 411Boston, MA 347Houston, TX 304Tampa, FL 296Alpharetta, GA 283Morristown, NJ 243Dallas, TX 226Washington, DC 211Garden City, NY 202Los Angeles, CA 194

Other firms in Stockton

All Stockton advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 19LPL Financial LLC 13Wells Fargo Clearing Services, LLC 9Coppell Advisory Solutions LLC 5Stifel, Nicolaus & Company, Incorporated 5Transamerica Financial Advisors, LLC 5Ameriprise Financial Services, LLC 4Charles Schwab & Co., Inc. 4Cetera Investment Advisers LLC 3Dkm Wealth Management, Inc. 3State Farm Investment Management Corp. 3

Questions

How many financial advisors does Morgan Stanley have in Stockton?

8 investment adviser representatives are registered at Morgan Stanley offices in Stockton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 20,803 nationwide. 1 list the CFP designation and 8 are also registered as broker representatives.

Is Morgan Stanley one of the largest advisor employers in Stockton?

Morgan Stanley ranks number 4 in Stockton by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 19.

How do I check a Morgan Stanley advisor in Stockton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Morgan Stanley office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.