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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Stockton, CA

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Stockton, A to Z.

The short answer

9 registered advisors work at Wells Fargo Clearing Services, LLC in Stockton, out of 13,134 at the firm nationwide; it ranks number 3 in the city by advisors. 1 list the CFP designation and 9 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in Stockton, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 712Charlotte, NC 342New York, NY 324Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112

Other firms in Stockton

All Stockton advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 19LPL Financial LLC 13Morgan Stanley 8Coppell Advisory Solutions LLC 5Stifel, Nicolaus & Company, Incorporated 5Transamerica Financial Advisors, LLC 5Ameriprise Financial Services, LLC 4Charles Schwab & Co., Inc. 4Cetera Investment Advisers LLC 3Dkm Wealth Management, Inc. 3State Farm Investment Management Corp. 3

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in Stockton?

9 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Stockton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Stockton?

Wells Fargo Clearing Services, LLC ranks number 3 in Stockton by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 19.

How do I check a Wells Fargo Clearing Services, LLC advisor in Stockton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.