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Financial ADVSR advisor directory · SEC adviser records

Ameriprise Financial Services, LLC financial advisors in Stockton, CA

Every SEC-registered investment adviser representative at a Ameriprise Financial Services, LLC office in Stockton, A to Z.

The short answer

4 registered advisors work at Ameriprise Financial Services, LLC in Stockton, out of 11,734 at the firm nationwide; it ranks number 8 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

Ameriprise Financial Services, LLC advisors in Stockton, A to Z

Every Ameriprise Financial Services, LLC advisor →

Ameriprise Financial Services, LLC advisors in every city and state →Ameriprise Financial Services, LLC: assets, clients and custodians →Ameriprise news and advisor moves →Advisor Moves: who changed firms this week →

Ameriprise Financial Services, LLC advisors in other cities

Minneapolis, MN 445Edina, MN 154Houston, TX 130Columbus, OH 104Charlotte, NC 100Boca Raton, FL 98Las Vegas, NV 95New York, NY 93Honolulu, HI 88Troy, MI 87Scottsdale, AZ 69Indianapolis, IN 67Atlanta, GA 65Austin, TX 64Tampa, FL 63

Other firms in Stockton

All Stockton advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 19LPL Financial LLC 13Wells Fargo Clearing Services, LLC 9Morgan Stanley 8Coppell Advisory Solutions LLC 5Stifel, Nicolaus & Company, Incorporated 5Transamerica Financial Advisors, LLC 5Charles Schwab & Co., Inc. 4Cetera Investment Advisers LLC 3Dkm Wealth Management, Inc. 3State Farm Investment Management Corp. 3

Questions

How many financial advisors does Ameriprise Financial Services, LLC have in Stockton?

4 investment adviser representatives are registered at Ameriprise Financial Services, LLC offices in Stockton, California, according to the SEC's Investment Adviser Public Disclosure records, out of 11,734 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is Ameriprise Financial Services, LLC one of the largest advisor employers in Stockton?

Ameriprise Financial Services, LLC ranks number 8 in Stockton by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 19.

How do I check a Ameriprise Financial Services, LLC advisor in Stockton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ameriprise Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.