Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Sunnyvale, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Sunnyvale, A to Z.
The short answer
7 registered advisors work at LPL Financial LLC in Sunnyvale, out of 21,098 at the firm nationwide; it ranks number 3 in the city by advisors. 1 list the CFP designation and 7 are also registered broker representatives.
LPL Financial LLC advisors in Sunnyvale, A to Z
Every LPL Financial LLC advisor →- Maninder S. BudwalAlso a broker rep
- Tam Thanh LeAlso a broker rep
- Lan LinAlso a broker rep
- Min M. MaAlso a broker rep
- Yuenman A. MakCertified Financial Planner · Also a broker rep
- Carlina PhanAlso a broker rep
- Shrddha SinghiAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67
Other firms in Sunnyvale
All Sunnyvale advisors →Strategic Advisers LLC 33Charles Schwab & Co., Inc. 16J.P. Morgan Securities LLC 4State Farm Investment Management Corp. 4Edward Jones 3Honu Wealth Management 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3
Questions
How many financial advisors does LPL Financial LLC have in Sunnyvale?
7 investment adviser representatives are registered at LPL Financial LLC offices in Sunnyvale, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 1 list the CFP designation and 7 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Sunnyvale?
LPL Financial LLC ranks number 3 in Sunnyvale by registered advisors; Strategic Advisers LLC has the most, with 33.
How do I check a LPL Financial LLC advisor in Sunnyvale?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.