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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Cupertino, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Cupertino, A to Z.

The short answer

5 registered advisors work at LPL Financial LLC in Cupertino, out of 21,098 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

LPL Financial LLC advisors in Cupertino, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Cupertino

All Cupertino advisors →

Morgan Stanley 49Charles Schwab & Co., Inc. 26J.P. Morgan Securities LLC 13Hsbc Securities (USA) Inc. 7Citigroup Global Markets Inc. 4Eagle Strategies LLC 4Merrill Lynch, Pierce, Fenner & Smith Incorporated 4Wealth Enhancement Advisory Services, LLC 4Insideout Wealth Strategies, LLC 3State Farm Investment Management Corp. 3The Wealth Consulting Group 3Transamerica Financial Advisors, LLC 3

Questions

How many financial advisors does LPL Financial LLC have in Cupertino?

5 investment adviser representatives are registered at LPL Financial LLC offices in Cupertino, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Cupertino?

LPL Financial LLC ranks number 5 in Cupertino by registered advisors; Morgan Stanley has the most, with 49.

How do I check a LPL Financial LLC advisor in Cupertino?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.