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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Cupertino, CA

Every SEC-registered investment adviser representative at a firm office in Cupertino, with the firms that employ the most of them.

159 registered advisors work in Cupertino; the most are at Morgan Stanley (49). 11 list the CFP designation and 138 are also registered broker representatives.

Firms with the most advisors in Cupertino

FirmAdvisors in Cupertino
Morgan Stanley news49
Charles Schwab & Co., Inc. news26
J.P. Morgan Securities LLC news13
Hsbc Securities (USA) Inc.7
LPL Financial LLC news5
Citigroup Global Markets Inc. news4
Eagle Strategies LLC4
Merrill Lynch, Pierce, Fenner & Smith Incorporated news4
Wealth Enhancement Advisory Services, LLC news4
Insideout Wealth Strategies, LLC3
State Farm Investment Management Corp.3
The Wealth Consulting Group3
Transamerica Financial Advisors, LLC3
Cetera Investment Advisers LLC news2
Edward Jones news2
Everest Private Wealth2
Raymond James Financial Services Advisors, Inc. news2
Sp Asset Management LLC2
Strategic Advisers LLC2
The Tilted Funds Group, LLC2
Akrish Financial Advisory1
Ameriprise Financial Services, LLC news1
Analytic Investment Management LLC1
Centaurus Financial, Inc.1
Emerald Waves Investments, LLC1

Advisors in Cupertino, A to Z

CFP advisors in Cupertino →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Cupertino, CA?

159 investment adviser representatives are registered at firm offices in Cupertino, California, according to the SEC's Investment Adviser Public Disclosure records. 138 of them are also registered as broker representatives, and 11 list the CFP designation.

Which firm has the most financial advisors in Cupertino?

Morgan Stanley, with 49 registered advisors in Cupertino, followed by Charles Schwab & Co., Inc. with 26.

How do I check a financial advisor in Cupertino?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.