Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Transamerica Financial Advisors, LLC financial advisors in Cupertino, CA

Every SEC-registered investment adviser representative at a Transamerica Financial Advisors, LLC office in Cupertino, A to Z.

The short answer

3 registered advisors work at Transamerica Financial Advisors, LLC in Cupertino, out of 1,006 at the firm nationwide; it ranks number 13 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Transamerica Financial Advisors, LLC advisors in Cupertino, A to Z

Every Transamerica Financial Advisors, LLC advisor →

Transamerica Financial Advisors, LLC advisors in every city and state →Transamerica Financial Advisors, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Transamerica Financial Advisors, LLC advisors in other cities

Bellevue, WA 36Houston, TX 33Las Vegas, NV 31Plano, TX 31Portland, OR 29Alpharetta, GA 28Cedar Rapids, IA 26Centennial, CO 26Cincinnati, OH 26Irvine, CA 25Pleasanton, CA 25San Jose, CA 23So. Jordan, UT 23Alviso, CA 22Orange, CA 16

Other firms in Cupertino

All Cupertino advisors →

Morgan Stanley 49Charles Schwab & Co., Inc. 26J.P. Morgan Securities LLC 13Hsbc Securities (USA) Inc. 7LPL Financial LLC 5Citigroup Global Markets Inc. 4Eagle Strategies LLC 4Merrill Lynch, Pierce, Fenner & Smith Incorporated 4Wealth Enhancement Advisory Services, LLC 4Insideout Wealth Strategies, LLC 3State Farm Investment Management Corp. 3The Wealth Consulting Group 3

Questions

How many financial advisors does Transamerica Financial Advisors, LLC have in Cupertino?

3 investment adviser representatives are registered at Transamerica Financial Advisors, LLC offices in Cupertino, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,006 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Transamerica Financial Advisors, LLC one of the largest advisor employers in Cupertino?

Transamerica Financial Advisors, LLC ranks number 13 in Cupertino by registered advisors; Morgan Stanley has the most, with 49.

How do I check a Transamerica Financial Advisors, LLC advisor in Cupertino?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Transamerica Financial Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.