Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Santa Ana, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Santa Ana, A to Z.
The short answer
25 registered advisors work at LPL Financial LLC in Santa Ana, out of 21,094 at the firm nationwide; it ranks number 1 in the city by advisors. 2 list the CFP designation and 25 are also registered broker representatives.
LPL Financial LLC advisors in Santa Ana, A to Z
Every LPL Financial LLC advisor →- John K. AndersenAlso a broker rep
- Jeffrey D. BarlowAlso a broker rep
- Ruby S. BohraAlso a broker rep
- Erik N. BrickelAlso a broker rep
- Kevin J. ConwayAlso a broker rep
- Craig R. FloerkeAlso a broker rep
- Michelle E. GarciaAlso a broker rep
- Ignacio GuzmanAlso a broker rep
- Anne Marie H. HamiltonAlso a broker rep
- Flavio HernandezAlso a broker rep
- Robert F. KirklandAlso a broker rep
- Barry N. LevineChartered Financial Consultant · Also a broker rep
- Cristian A. LopezAlso a broker rep
- Ara G. MalazianCertified Financial Planner · Also a broker rep
- Howard E. Marchbanks IIICertified Financial Planner · Also a broker rep
- Cassra MashkouriAlso a broker rep
- Rene MichelAlso a broker rep
- Rachel A. OwensAlso a broker rep
- Tazia M. ParedesAlso a broker rep
- Francis X. PisanoAlso a broker rep
- Daniel E. RearickAlso a broker rep
- William SornsteinAlso a broker rep
- Charles G. SosaAlso a broker rep
- Alyssa G. SuarezAlso a broker rep
- Pedro UrenoAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Santa Ana
All Santa Ana advisors →Wells Fargo Advisors Financial Network, LLC 17Morgan Stanley 6Centaurus Financial, Inc. 4Cetera Investment Advisers LLC 4Valmark Advisers, Inc. 4J.P. Morgan Securities LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Santa Ana?
25 investment adviser representatives are registered at LPL Financial LLC offices in Santa Ana, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 25 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Santa Ana?
LPL Financial LLC ranks number 1 in Santa Ana by registered advisors, ahead of Wells Fargo Advisors Financial Network, LLC (17).
How do I check a LPL Financial LLC advisor in Santa Ana?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.