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Financial ADVSR advisor directory · SEC adviser records

Morgan Stanley financial advisors in Santa Ana, CA

Every SEC-registered investment adviser representative at a Morgan Stanley office in Santa Ana, A to Z.

The short answer

6 registered advisors work at Morgan Stanley in Santa Ana, out of 20,803 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Morgan Stanley advisors in Santa Ana, A to Z

Every Morgan Stanley advisor →

Morgan Stanley advisors in every city and state →Morgan Stanley: assets, clients and custodians →Morgan Stanley news and advisor moves →Morgan Stanley payout grid vs. other firms →Advisor Moves: who changed firms this week →

Morgan Stanley advisors in other cities

New York, NY 2,084Purchase, NY 560Chicago, IL 557San Francisco, CA 418Miami, FL 414Atlanta, GA 411Boston, MA 347Houston, TX 304Tampa, FL 296Alpharetta, GA 283Morristown, NJ 243Dallas, TX 226Washington, DC 211Garden City, NY 202Los Angeles, CA 194

Other firms in Santa Ana

All Santa Ana advisors →

LPL Financial LLC 25Wells Fargo Advisors Financial Network, LLC 17Centaurus Financial, Inc. 4Cetera Investment Advisers LLC 4Valmark Advisers, Inc. 4J.P. Morgan Securities LLC 3

Questions

How many financial advisors does Morgan Stanley have in Santa Ana?

6 investment adviser representatives are registered at Morgan Stanley offices in Santa Ana, California, according to the SEC's Investment Adviser Public Disclosure records, out of 20,803 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Morgan Stanley one of the largest advisor employers in Santa Ana?

Morgan Stanley ranks number 3 in Santa Ana by registered advisors; LPL Financial LLC has the most, with 25.

How do I check a Morgan Stanley advisor in Santa Ana?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Morgan Stanley office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.