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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Santa Ana, CA

Every SEC-registered investment adviser representative at a firm office in Santa Ana, with the firms that employ the most of them.

100 registered advisors work in Santa Ana; the most are at LPL Financial LLC (25). 15 list the CFP designation and 83 are also registered broker representatives.

Firms with the most advisors in Santa Ana

FirmAdvisors in Santa Ana
LPL Financial LLC news25
Wells Fargo Advisors Financial Network, LLC news17
Morgan Stanley news6
Centaurus Financial, Inc.4
Cetera Investment Advisers LLC news4
Valmark Advisers, Inc.4
J.P. Morgan Securities LLC news3
Jmb Financial Managers, Inc.2
Legacy Advisory Group, Inc.2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Pfs Investments Inc.2
Prosperity Road, LLC2
Raymond James Financial Services Advisors, Inc. news2
State Farm Investment Management Corp.2
Strategic Advisers LLC2
Thrivent Investment Management Inc.2
World Investment Advisors, LLC2
7 Summits Investment Management, LLC1
Abacus Wealth International (Awi)1
Aequitas Financial, LLC1
American Strategic Capital1
Bcu Wealth Advisors, LLC1
Cambridge Investment Research Advisors, Inc. news1
Capstone Wealth Management, Inc.1
Cobb Planning Group1

Advisors in Santa Ana, A to Z

CFP advisors in Santa Ana →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Santa Ana, CA?

100 investment adviser representatives are registered at firm offices in Santa Ana, California, according to the SEC's Investment Adviser Public Disclosure records. 83 of them are also registered as broker representatives, and 15 list the CFP designation.

Which firm has the most financial advisors in Santa Ana?

LPL Financial LLC, with 25 registered advisors in Santa Ana, followed by Wells Fargo Advisors Financial Network, LLC with 17.

How do I check a financial advisor in Santa Ana?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.