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Est. 2026The front page of wealth managementNew York

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Investment adviser representative · American Strategic Capital

Charles N. Rother

CRD 1159124 · Santa Ana, CA

At a glance

Charles N. Rother is an investment adviser representative with American Strategic Capital in Santa Ana, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Charles’s SEC record dates to 2006, about 20 years ago. Designations on file: Chartered Financial Analyst.

Current advisory firms

  • American Strategic CapitalSince October 2006Santa Ana, CA · State-registered or not in the SEC’s list
  • Sector Logic, LPSince June 2007Santa Ana, CA · State-registered or not in the SEC’s list

SEC adviser record

Registered since
2006 (20 years)
Designations
Chartered Financial Analyst
Exams
Series 63
Registered in
2 states
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Charles’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
1 firmLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.