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Principal and Chief Compliance Officer · Prosperity Road, LLC

Emily T. Hermeno

CRD 4868466 · Named on Form ADV at one SEC-registered adviser

At a glance

Prosperity Road, LLC, an SEC-registered wealth manager based in Santa ANA, CA with $172 million in regulatory assets, lists Emily T. Hermeno on its Form ADV as Principal and Chief Compliance Officer, a control person.

Firms and roles

  • Prosperity Road, LLCPrincipal and Chief Compliance OfficerWealth manager · Santa ANA, CA · $172M in regulatory assets

AtlasMembers

Emily’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Emily’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.