Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Ventura, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Ventura, A to Z.
The short answer
16 registered advisors work at LPL Financial LLC in Ventura, out of 21,094 at the firm nationwide; it ranks number 1 in the city by advisors. 2 list the CFP designation and 16 are also registered broker representatives.
LPL Financial LLC advisors in Ventura, A to Z
Every LPL Financial LLC advisor →- Jeremy R. ColeAlso a broker rep
- Bryan P. CunninghamChartered Financial Consultant · Also a broker rep
- Gaea DawnAlso a broker rep
- Catherine M. DeutschAlso a broker rep
- Merle E. DivitaAlso a broker rep
- Thomas Q. EllisAlso a broker rep
- Shannon R. IrwinAlso a broker rep
- Scott M. KellyAlso a broker rep
- John G. KennedyChartered Financial Analyst · Also a broker rep
- John D. LopezAlso a broker rep
- Elio A. MartinezAlso a broker rep
- Eric C. PetersonAlso a broker rep
- Matthew A. ShropeCertified Financial Planner · Also a broker rep
- Eric S. SmithCertified Financial Planner · Also a broker rep
- Gabriel P. SwanAlso a broker rep
- Devan J. VelliosAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Ventura
All Ventura advisors →Anacapa Financial, LLC 5Integrity Wealth Advisors, Inc. 5Mariner 4D.A. Davidson & Co. 3J.P. Morgan Securities LLC 3Planmember Securities Corporation 3The Lynd Group Advisors, LLC 3Verus Capital Partners, LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Ventura?
16 investment adviser representatives are registered at LPL Financial LLC offices in Ventura, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 16 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Ventura?
LPL Financial LLC ranks number 1 in Ventura by registered advisors, ahead of Anacapa Financial, LLC (5).
How do I check a LPL Financial LLC advisor in Ventura?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.