Financial ADVSR advisor directory · SEC adviser records
Mariner financial advisors in Ventura, CA
Every SEC-registered investment adviser representative at a Mariner office in Ventura, A to Z.
The short answer
4 registered advisors work at Mariner in Ventura, out of 941 at the firm nationwide; it ranks number 4 in the city by advisors. 3 list the CFP designation and 1 are also registered broker representatives.
Mariner advisors in Ventura, A to Z
Every Mariner advisor →- Ted E. BakerInvestment adviser rep
- Russell E. CharvoniaCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Andrew NewellCertified Financial Planner
- Philip J. RicasataCertified Financial Planner
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Mariner advisors in other cities
Overland Park, KS 113New York, NY 48Cincinnati, OH 39Oakbrook Terrace, IL 27Los Angeles, CA 22Sarasota, FL 21Tulsa, OK 21Madison, NJ 19Manasquan, NJ 19Scottsdale, AZ 17Bellevue, WA 16Bloomington, MN 16Plano, TX 15Brentwood, MO 14Englewood, CO 14
Other firms in Ventura
All Ventura advisors →LPL Financial LLC 16Anacapa Financial, LLC 5Integrity Wealth Advisors, Inc. 5D.A. Davidson & Co. 3J.P. Morgan Securities LLC 3Planmember Securities Corporation 3The Lynd Group Advisors, LLC 3Verus Capital Partners, LLC 3
Questions
How many financial advisors does Mariner have in Ventura?
4 investment adviser representatives are registered at Mariner offices in Ventura, California, according to the SEC's Investment Adviser Public Disclosure records, out of 941 nationwide. 3 list the CFP designation and 1 are also registered as broker representatives.
Is Mariner one of the largest advisor employers in Ventura?
Mariner ranks number 4 in Ventura by registered advisors; LPL Financial LLC has the most, with 16.
How do I check a Mariner advisor in Ventura?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.