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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ventura, CA

Every SEC-registered investment adviser representative at a firm office in Ventura, with the firms that employ the most of them.

92 registered advisors work in Ventura; the most are at LPL Financial LLC (16). 18 list the CFP designation and 53 are also registered broker representatives.

Firms with the most advisors in Ventura

FirmAdvisors in Ventura
LPL Financial LLC news16
Anacapa Financial, LLC5
Integrity Wealth Advisors, Inc.5
Mariner news4
D.A. Davidson & Co.3
J.P. Morgan Securities LLC news3
Planmember Securities Corporation3
The Lynd Group Advisors, LLC3
Verus Capital Partners, LLC3
Ameriprise Financial Services, LLC news2
Cambridge Investment Research Advisors, Inc. news2
Cetera Investment Advisers LLC news2
Citigroup Global Markets Inc. news2
Commonwealth Financial Network news2
Greyfox Investors LLC2
Pfs Investments Inc.2
Raymond James Financial Services Advisors, Inc. news2
Rlb Financial2
Strategic Advisers LLC2
Telos Capital Management, Inc.2
The Renaissance Group2
Assetmark, Inc.1
Bains, Tonya R1
Bankers Investment Counseling1
Composition Wealth, LLC1

Advisors in Ventura, A to Z

CFP advisors in Ventura →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Ventura, CA?

92 investment adviser representatives are registered at firm offices in Ventura, California, according to the SEC's Investment Adviser Public Disclosure records. 53 of them are also registered as broker representatives, and 18 list the CFP designation.

Which firm has the most financial advisors in Ventura?

LPL Financial LLC, with 16 registered advisors in Ventura, followed by Anacapa Financial, LLC with 5.

How do I check a financial advisor in Ventura?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.